The main contribution of this paper is introducing a new transformation that the authors call Batch Normalization (BN). The need for BN comes from the fact that during the training of deep neural networks (DNNs) the distribution of each layer’s input change. This phenomenon is called internal covariate shift (ICS).

#### What is BN?
Normalize each (scalar) feature independently with respect to the mean and variance of the mini batch. Scale and shift the normalized values with two new parameters (per activation) that will be learned. The BN consists of making normalization part of the model architecture.

#### What do we gain?
According to the author, the use of BN provides a great speed up in the training of DNNs. In particular, the gains are greater when it is combined with higher learning rates. In addition, BN works as a regularizer for the model which allows to use less dropout or less L2 normalization. Furthermore, since the distribution of the inputs is normalized, it also allows to use sigmoids as activation functions without the saturation problem.

#### What follows?
This seems to be specially promising for training recurrent neural networks (RNNs). The vanishing and exploding gradient problems \cite{journals/tnn/BengioSF94} have their origin in the iteration of transformation that scale up or down the activations in certain directions (eigenvectors). It seems that this regularization would be specially useful in this context since this would allow the gradient to flow more easily. When we unroll the RNNs, we usually have ultra deep networks.

#### Like
* Simple idea that seems to improve training.
* Makes training faster.
* Simple to implement. Probably.
* You can be less careful with initialization.

#### Dislike
* Does not work with stochastic gradient descent (minibatch size = 1).
* This could reduce the parallelism of the algorithm since now all the examples in a mini batch are tied.
* Results on ensemble of networks for ImageNet makes it harder to evaluate the relevance of BN by itself. (Although they do mention the performance of a single model).

This paper deals with the formal question of machine reading. It proposes a novel methodology for automatic dataset building for machine reading model evaluation. To do so, the authors leverage on news resources that are equipped with a summary to generate a large number of questions about articles by replacing the named entities of it. Furthermore a attention enhanced LSTM inspired reading model is proposed and evaluated. The paper is well-written and clear, the originality seems to lie on two aspects. First, an original methodology of question answering dataset creation, where context-query-answer triples are automatically extracted from news feeds. Such proposition can be considered as important because it opens the way for large model learning and evaluation. The second contribution is the addition of an attention mechanism to an LSTM reading model. the empirical results seem to show relevant improvement with respect to an up-to-date list of machine reading models.

Given the lack of an appropriate dataset, the author provides a new dataset which scraped CNN and Daily Mail, using both the full text and abstract summaries/bullet points. The dataset was then anonymised (i.e. entity names removed). Next the author presents a two novel Deep long-short term memory models which perform well on the Cloze query task.

This is an interesting paper that makes a fairly radical claim, and I haven't fully decided whether what they find is an interesting-but-rare corner case, or a more fundamental weakness in the design of neural nets. The claim is: neural nets prefer learning simple features, even if there exist complex features that are equally or more predictive, and even if that means learning a classifier with a smaller margin - where margin means "the distance between the decision boundary and the nearest-by data". A large-margin classifier is preferable in machine learning because the larger the margin, the larger the perturbation that would have to be made - by an adversary, or just by the random nature of the test set - to trigger misclassification. 

https://i.imgur.com/PJ6QB6h.png

This paper defines simplicity and complexity in a few ways. In their simulated datasets,  a feature is simpler when the decision boundary along that axis requires fewer piecewise linear segments to separate datapoints. (In the example above, note that having multiple alternating blocks still allows for linear separation, but with a higher piecewise linear requirement). In their datasets that concatenate MNIST and CIFAR images, the MNIST component represents the simple feature. 

The authors then test which models use which features by training a model with access to all of the features - simple and complex - and then testing examples where one set of features is sampled in alignment with the label, and one set of features is sampled randomly. If the features being sampled randomly are being used by the model, perturbing them like this should decrease the test performance of the model. For the simulated datasets, a fully connected network was used; for the MNIST/CIFAR concatenation, a variety of different image classification convolutional architectures were tried. 

The paper finds that neural networks will prefer to use the simpler feature to the complete exclusion of more complex features, even if the complex feature is slightly more predictive (can achieve 100 vs 95% separation). The authors go on to argue that what they call this Extreme Simplicity Bias, or Extreme SB, might actually explain some of the observed pathologies in neural nets, like relying on spurious features or being subject to adversarial perturbations. They claim that spurious features - like background color or texture - will tend to be simpler, and that their theory explains networks' reliance on them. Additionally, relying completely or predominantly on single features means that a perturbation along just that feature can substantially hurt performance, as opposed to a network using multiple features, all of which must be perturbed to hurt performance an equivalent amount. 

As I mentioned earlier, I feel like I'd need more evidence before I was strongly convinced by the claims made in this paper, but they are interestingly provocative. On a broader level, I think a lot of the difficulties in articulating why we expect simpler features to perform well come from an imprecision in thinking in language around the idea - we think of complex features as inherently brittle and high-dimensional, but this paper makes me wonder how well our existing definitions of simplicity actually match those intuitions.

Dinh et al. show that it is unclear whether flat minima necessarily generalize better than sharp ones. In particular, they study several notions of flatness, both based on the local curvature and based on the notion of “low change in error”. The authors show that the parameterization of the network has a significant impact on the flatness; this means that functions leading to the same prediction function (i.e., being indistinguishable based on their test performance) might have largely varying flatness around the obtained minima, as illustrated in Figure 1. In conclusion, while networks that generalize well usually correspond to flat minima, it is not necessarily true that flat minima generalize better than sharp ones.

https://i.imgur.com/gHfolEV.jpg
Figure 1: Illustration of the influence of parameterization on the flatness of the obtained minima.

Also find this summary at [davidstutz.de](https://davidstutz.de/category/reading/).

### What is BN:
  * Batch Normalization (BN) is a normalization method/layer for neural networks.
  * Usually inputs to neural networks are normalized to either the range of [0, 1] or [-1, 1] or to mean=0 and variance=1. The latter is called *Whitening*.
  * BN essentially performs Whitening to the intermediate layers of the networks.

### How its calculated:
  * The basic formula is $x^* = (x - E[x]) / \sqrt{\text{var}(x)}$, where $x^*$ is the new value of a single component, $E[x]$ is its mean within a batch and `var(x)` is its variance within a batch.
  * BN extends that formula further to $x^{**} = gamma * x^* +$ beta, where $x^{**}$ is the final normalized value. `gamma` and `beta` are learned per layer. They make sure that BN can learn the identity function, which is needed in a few cases.
  * For convolutions, every layer/filter/kernel is normalized on its own (linear layer: each neuron/node/component). That means that every generated value ("pixel") is treated as an example. If we have a batch size of N and the image generated by the convolution has width=P and height=Q, we would calculate the mean (E) over `N*P*Q` examples (same for the variance).

### Theoretical effects:
  * BN reduces *Covariate Shift*. That is the change in distribution of activation of a component. By using BN, each neuron's activation becomes (more or less) a gaussian distribution, i.e. its usually not active, sometimes a bit active, rare very active.
  * Covariate Shift is undesirable, because the later layers have to keep adapting to the change of the type of distribution (instead of just to new distribution parameters, e.g. new mean and variance values for gaussian distributions).
  * BN reduces effects of exploding and vanishing gradients, because every becomes roughly normal distributed. Without BN, low activations of one layer can lead to lower activations in the next layer, and then even lower ones in the next layer and so on.

### Practical effects:
  * BN reduces training times. (Because of less Covariate Shift, less exploding/vanishing gradients.)
  * BN reduces demand for regularization, e.g. dropout or L2 norm. (Because the means and variances are calculated over batches and therefore every normalized value depends on the current batch. I.e. the network can no longer just memorize values and their correct answers.)
  * BN allows higher learning rates. (Because of less danger of exploding/vanishing gradients.)
  * BN enables training with saturating nonlinearities in deep networks, e.g. sigmoid. (Because the normalization prevents them from getting stuck in saturating ranges, e.g. very high/low values for sigmoid.)


![MNIST and neuron activations](https://raw.githubusercontent.com/aleju/papers/master/neural-nets/images/Batch_Normalization__performance_and_activations.png?raw=true "MNIST and neuron activations")

*BN applied to MNIST (a), and activations of a randomly selected neuron over time (b, c), where the middle line is the median activation, the top line is the 15th percentile and the bottom line is the 85th percentile.*

-------------------------

### Rough chapter-wise notes

* (2) Towards Reducing Covariate Shift
  * Batch Normalization (*BN*) is a special normalization method for neural networks.
  * In neural networks, the inputs to each layer depend on the outputs of all previous layers.
  * The distributions of these outputs can change during the training. Such a change is called a *covariate shift*.
  * If the distributions stayed the same, it would simplify the training. Then only the parameters would have to be readjusted continuously (e.g. mean and variance for normal distributions).
  * If using sigmoid activations, it can happen that one unit saturates (very high/low values). That is undesired as it leads to vanishing gradients for all units below in the network.
  * BN fixes the means and variances of layer inputs to specific values (zero mean, unit variance).
  * That accomplishes:
    * No more covariate shift.
    * Fixes problems with vanishing gradients due to saturation.
  * Effects:
    * Networks learn faster. (As they don't have to adjust to covariate shift any more.)
    * Optimizes gradient flow in the network. (As the gradient becomes less dependent on the scale of the parameters and their initial values.)
    * Higher learning rates are possible. (Optimized gradient flow reduces risk of divergence.)
    * Saturating nonlinearities can be safely used. (Optimized gradient flow prevents the network from getting stuck in saturated modes.)
    * BN reduces the need for dropout. (As it has a regularizing effect.)
  * How BN works:
    * BN normalizes layer inputs to zero mean and unit variance. That is called *whitening*.
    * Naive method: Train on a batch. Update model parameters. Then normalize. Doesn't work: Leads to exploding biases while distribution parameters (mean, variance) don't change.
    * A proper method has to include the current example *and* all previous examples in the normalization step.
    * This leads to calculating in covariance matrix and its inverse square root. That's expensive. The authors found a faster way.

* (3) Normalization via Mini-Batch Statistics
  * Each feature (component) is normalized individually. (Due to cost, differentiability.)
  * Normalization according to: `componentNormalizedValue = (componentOldValue - E[component]) / sqrt(Var(component))`
  * Normalizing each component can reduce the expressitivity of nonlinearities. Hence the formula is changed so that it can also learn the identiy function.
  * Full formula: `newValue = gamma * componentNormalizedValue + beta` (gamma and beta learned per component)
  * E and Var are estimated for each mini batch.
  * BN is fully differentiable. Formulas for gradients/backpropagation are at the end of chapter 3 (page 4, left).

* (3.1) Training and Inference with Batch-Normalized Networks
  * During test time, E and Var of each component can be estimated using all examples or alternatively with moving averages estimated during training.
  * During test time, the BN formulas can be simplified to a single linear transformation.

* (3.2) Batch-Normalized Convolutional Networks
  * Authors recommend to place BN layers after linear/fully-connected layers and before the ninlinearities.
  * They argue that the linear layers have a better distribution that is more likely to be similar to a gaussian.
  * Placing BN after the nonlinearity would also not eliminate covariate shift (for some reason).
  * Learning a separate bias isn't necessary as BN's formula already contains a bias-like term (beta).
  * For convolutions they apply BN equally to all features on a feature map. That creates effective batch sizes of m\*pq, where m is the number of examples in the batch and p q are the feature map dimensions (height, width). BN for linear layers has a batch size of m.
  * gamma and beta are then learned per feature map, not per single pixel. (Linear layers: Per neuron.)

* (3.3) Batch Normalization enables higher learning rates
  * BN normalizes activations.
  * Result: Changes to early layers don't amplify towards the end.
  * BN makes it less likely to get stuck in the saturating parts of nonlinearities.
  * BN makes training more resilient to parameter scales.
  * Usually, large learning rates cannot be used as they tend to scale up parameters. Then any change to a parameter amplifies through the network and can lead to gradient explosions.
  * With BN gradients actually go down as parameters increase. Therefore, higher learning rates can be used.
  * (something about singular values and the Jacobian)

* (3.4) Batch Normalization regularizes the model
  * Usually: Examples are seen on their own by the network.
  * With BN: Examples are seen in conjunction with other examples (mean, variance).
  * Result: Network can't easily memorize the examples any more.
  * Effect: BN has a regularizing effect. Dropout can be removed or decreased in strength.

* (4) Experiments
* (4.1) Activations over time
** They tested BN on MNIST with a 100x100x10 network. (One network with BN before each nonlinearity, another network without BN for comparison.)
** Batch Size was 60.
** The network with BN learned faster. Activations of neurons (their means and variances over several examples) seemed to be more consistent during training.
** Generalization of the BN network seemed to be better.

* (4.2) ImageNet classification
** They applied BN to the Inception network.
** Batch Size was 32.
** During training they used (compared to original Inception training) a higher learning rate with more decay, no dropout, less L2, no local response normalization and less distortion/augmentation.
** They shuffle the data during training (i.e. each batch contains different examples).
** Depending on the learning rate, they either achieve the same accuracy (as in the non-BN network) in 14 times fewer steps (5x learning rate) or a higher accuracy in 5 times fewer steps (30x learning rate).
** BN enables training of Inception networks with sigmoid units (still a bit lower accuracy than ReLU).
** An ensemble of 6 Inception networks with BN achieved better accuracy than the previously best network for ImageNet.

* (5) Conclusion
** BN is similar to a normalization layer suggested by Gülcehre and Bengio. However, they applied it to the outputs of nonlinearities.
** They also didn't have the beta and gamma parameters (i.e. their normalization could not learn the identity function).